Eventus recently partnered with 1LoD to interview trade surveillance and compliance leaders and analyze the key trends shaping the trade surveillance landscape.
Top challenges include:
- Budget Constraints: Struggling to secure resources for an ever-evolving risk landscape.
- Empowerment: The need for compliance concerns to be taken seriously by senior management.
- Coverage and Data: Keeping pace with regulatory requirements and handling vast volumes of data.
- False Positives: Dealing with the noise problem and its impact on decision-making.
- New Risks and Behaviors: Expanding surveillance to cover all asset classes and cross-market manipulation.
- AI Adoption: Navigating the complexities of implementing artificial intelligence.
Download the full report to understand how compliance leaders are addressing these challenges.
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