Last year alone, financial institutions faced over a billion dollars in fines due to data governance lapses—penalties that eclipsed fines for market abuse. Regulatory scrutiny has intensified, with fines so substantial they’re being called existential threats to firms’ stability. Is your trade surveillance and data governance up to the task?
This report delves into the evolving role of trade surveillance and data integrity, exploring why data governance failures now pose the biggest financial risk to institutions worldwide.
What you'll learn:
- Why data governance failures are so costly: Understand the latest regulatory expectations and why poor data management can lead to existential-level fines
- Real-world solutions for trade surveillance: Discover actionable strategies for keeping data governance in check, from establishing venue visibility to implementing cross-product surveillance
- Building a resilient trade surveillance framework: Learn how automation and proper data governance can protect your firm from today’s compliance threats
Download the full report for more insights.
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