A Guide for Compliance Leaders

Market Surveillance Priorities of Global Regulators

Stay ahead of the risk and catch problems before regulators do.

In our newest report, we analyse the priorities of several global regulators and highlight ways to keep your firm ahead of the curve and ready for future regulatory changes.

Key insights include:

  • An overview of top priorities for SEC, FINRA, CFTC, FCA, ESMA, Canada's New SRO, Australian Securities & Investments Commission (ASIC), Monetary Authority of Singapore (MAS), and Hong Kong Securities and Futures Commission (SFC).
  • An examination of how regulatory attention impacts broker-dealer compliance.
  • 5 key takeaways for regulatory and compliance leaders to combat market abuse, protect their company and employees, and reduce the risk of penalties and fines.

Download the free report
Top market surveillance priorities for global regulators

Prepare for tightening global trade monitoring regulations.

Priorities For Asia-Pacific Regulators

The Australian Securities & Investments Commission (ASIC), Monetary Authority of Singapore (MAS) and Hong Kong Securities and Futures Commission (HK SFC) each have different priorities for cracking down on market abuse.
Download Now

ASIC

Examining high-risk assets, crypto, and manipulation in energy and commodities markets

MAS

Combating market abuse and enhanced AML/CTF efforts

SFC

Hong Kong SFC enhanced its own surveillance to detect more types of risks and abnormal price movements

Awards and Accolades

Cutting-Edge Technology and Exceptional Service

Premier Trade Surveillance Software

Keep up with increasing market volatility and an ever-changing regulatory landscape with a trade monitoring solution tailored to your firm's specific needs.

Explore Validus